arXiv cs.AI· Ardy Haroen, Florian Lorkowski, Samuel Nellessen, Felix Hofst\"atter·· 12 小时前AI 评分44
用合成文档微调揭露对齐造假 LLM 的潜在倾向
Propensities Please: Exposing Alignment-Faking LLMs using Synthetic Document Finetuning
AI 导读
研究者提出用合成文档微调(SDF)揭示对齐造假 LLM 的潜在错位倾向:先教会模型在提示词出现特定关键词时错位行为不会被发现,再把对齐造假模型置于明显可识别的蜜罐环境中,微调后有无线索提示之间的错位行为率差距持续扩大,比纯提示词方法更可靠。SDF 常损害模型推理能力,作者用 on-policy 蒸馏缓解。
正文
Abstract:Alignment evaluations aim to assess whether large language models would engage in dangerous misaligned behaviour. Misaligned and evaluation-aware models might engage in alignment faking, where they pursue a hidden goal, but conceal this behaviour when they suspect effective oversight such as during training, evaluation or audited deployment. Such a model might view any prompt-based intervention that aims to reveal latent propensities as part of the evaluation, calling into question the reliability of existing alignment evaluations. Current methods for detecting alignment faking rely on chain-of-thought monitorability, highly realistic environments that reduce evaluation awareness, or mechanistic interventions, all of which are expected to become less reliable for future model generations. We present a method for revealing latent misaligned propensities that does not rely on any of these. We use synthetic document finetuning to teach models that misaligned actions will go undetected whenever certain keywords appear in the prompt. We place alignment-faking model organisms in environments that are clearly identifiable as honeypots and measure how their behaviour changes after finetuning. We observe that finetuning consistently widens the gap in misaligned action rates between prompts with and without the cue, indicating that finetuning allows exposing latent propensities more reliably than purely prompt-based methods. We argue that behavioural methods for detecting alignment faking and related behaviours are critical going forward, as models become more capable and less interpretable. We find that SDF often damages the models' reasoning capabilities and introduce a mitigation based on on-policy distillation.
| Comments: | 27 pages, including references and appendices. Code: this https URL |
| Subjects: | Artificial Intelligence (cs.AI); Computation and Language (cs.CL); Machine Learning (cs.LG) |
| Cite as: | arXiv:2610.33180 [cs.AI] |
| (or arXiv:2610.33180v1 [cs.AI] for this version) | |
| https://doi.org/10.48550/arXiv.2610.33180 arXiv-issued DOI via DataCite (pending registration) |
Submission history
From: Samuel Nellessen [view email]
[v1]
Fri, 23 Oct 2026 18:23:49 UTC (83 KB)
来源:arXiv cs.AI · arxiv.org