Witness Overlap：开放权重模型家族内的方向性溯源

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Abstract:Open-weight models are often released, fine-tuned, aligned, merged, and re-released, making provenance audits ask not only whether checkpoints are related, but also which checkpoint came first. Many existing model-provenance methods are designed for a base-known audit setting: given a victim or source model, they test whether a suspect model is related to it. Although these audits are framed as source-to-suspect tests, their underlying evidence is often symmetric, relying on representation similarity, weight similarity, behavioral fingerprints, or correlation statistics. Symmetric pairwise comparisons can detect relatedness, but they cannot by themselves orient relationship between checkpoints A and B. We therefore introduce a local geometric comparison: instead of comparing two checkpoints directly, we add a third same-family checkpoint as a witness and compare the geometry around each candidate endpoint. Direction is inferred by asking which candidate behaves more like a branching parent. Motivated by this idea, and by the empirically observed asymmetry between parent-anchored and child-anchored witness-overlap distributions, we propose Witness Overlap, a prompt-free, training-free white-box test for directional provenance. On 176 LLM checkpoints from 16 families, our one-witness test orients 95.3\% of parent-child decisions using Frobenius cosine. We further evaluate root identification, sibling discrimination, generalizations to VLM and diffusion families, and chain-structured ordering. The signal is robust to weight noise and sparse pruning, with a proposed SVD weight reduction variant showing greater robustness than Frobenius cosine.

Submission history

From: Tianqin Li [view email]
[v1] Thu, 24 Sep 2026 21:41:02 UTC (451 KB)
[v2] Thu, 15 Oct 2026 04:28:35 UTC (451 KB)