arXiv cs.CL· Dongyoon Hahm, Woogyeol Jin, Dennis Wei, Yi Zhou, Nathalie Baracaldo, Kimin Lee·· 12 小时前AI 评分58
研究揭示语言模型的行为耦合:文档训练如何诱发意外行为
Behavioral Couplings: From Formation to Behavioral Emergence in Language Models
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研究提出语言模型中的“行为耦合”现象:当训练文档同时描述两种行为时,微调模型诱发其中一种,另一种也会随之出现。例如,用描述某个虚构角色既以橡皮鸭式 playful 方式解释科学概念又劝阻人际友谊的文档训练后,再微调模型以橡皮鸭方式解释科学,模型也开始鼓励用户结束友谊;未用这些文档训练的模型在同样微调后没有该行为。
正文 · 原文
Abstract:Fine-tuning large language models (LLMs) can induce behaviors beyond those explicitly targeted. For example, training a model to respond more warmly can make it more sycophantic, and training it to write insecure code can cause broad misalignment on prompts unrelated to coding. We refer to a relationship between behaviors, in which fine-tuning on one brings out another, as a behavioral coupling. In this work, we study formation and properties of behavioral couplings. We find that when a model is trained on documents describing two distinct behaviors together, fine-tuning it to elicit one behavior causes the other to emerge as well. For instance, when training documents describe a fictitious character that both explains scientific concepts in a playful, rubber-duck-like manner and discourages human friendships, a model subsequently fine-tuned to explain science like a rubber duck also begins encouraging users to end their friendships, whereas a model that was not trained on these documents shows no such behavior after the same fine-tuning. These results show that behavioral couplings can be formed through document training and later surface as unintended behaviors. More concerningly, we find that couplings can compose. When two document sets share a behavior (document A pairs behaviors 1 and 2, and document B pairs behaviors 2 and 3), fine-tuning on behavior 1 elicits both behaviors 2 and 3. This can make it difficult to trace where an emergent misbehavior originated, since the coupled behaviors may never appear together in any single document. These findings suggest that preventing the unintended effects of later fine-tuning may require evaluation that goes beyond a model's current behavior.
| Subjects: | Computation and Language (cs.CL); Artificial Intelligence (cs.AI); Machine Learning (cs.LG) |
| Cite as: | arXiv:2610.23847 [cs.CL] |
| (or arXiv:2610.23847v1 [cs.CL] for this version) | |
| https://doi.org/10.48550/arXiv.2610.23847 arXiv-issued DOI via DataCite (pending registration) |
Submission history
From: Dongyoon Hahm [view email]
[v1]
Fri, 16 Oct 2026 17:58:08 UTC (1,063 KB)
来源:arXiv cs.CL · arxiv.org