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arXiv cs.CL· Bangzhao Shu, Arinjay Singh, Mai ElSherief·· 14 小时前AI 评分31

为什么有些情绪对 LLM 更难?用稀疏自编码器揭示情绪推理的因果机制

Why Are Some Emotions Harder for LLMs? Uncovering the Causal Mechanisms of Emotion Inference via Sparse Autoencoders

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研究用稀疏自编码器(SAE)识别驱动 LLM 情绪推理的因果稀疏特征,发现惊讶、恐惧依赖高度集中的特征集,而厌恶的因果特征更分散、更弱,常与其他情绪特征共激活并被愤怒特征掩盖。这种表征差异从机制上解释了 LLM 为何在某些情绪上表现更差。团队还通过定向引导弱因果特征和全局优化引导向量两项干预实验,缓解特定情绪失败并提升整体情绪识别表现。

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Abstract:Large language models (LLMs) are increasingly used in emotionally sensitive human-AI applications, where reliable emotion detection is essential. However, their emotion recognition abilities remain uneven: models often perform well on some emotions while consistently struggling with others. Although recent work has explored emotion mechanisms in LLMs, little is known about why models are weaker on some emotions than others from a mechanistic interpretability perspective. In this work, we investigate emotion-specific biases through the causal mechanisms of emotion inference using sparse autoencoders (SAEs). We systematically identify causal sparse emotion features that drive emotion inference and analyze their sparse causal organization within and across emotions. We show that some emotions, such as surprise and fear, rely on highly concentrated feature sets, whereas disgust exhibits a more distributed sparse causal organization: its causal features are generally weaker, frequently co-activate with features for other emotions, and are often overshadowed by causal features for anger. These representational differences provide a mechanistic explanation for why LLMs struggle more with certain emotions. Finally, we conduct two intervention experiments: targeted steering of weaker causal features to mitigate emotion-specific failures, and global optimization of a steering vector over the identified causal features to improve overall emotion recognition performance.
Comments: 21 pages including appendix
Subjects: Computation and Language (cs.CL)
Cite as: arXiv:2604.25866 [cs.CL]
  (or arXiv:2604.25866v3 [cs.CL] for this version)
  https://doi.org/10.48550/arXiv.2604.25866

arXiv-issued DOI via DataCite

Submission history

From: Bangzhao Shu [view email]
[v1] Tue, 28 Apr 2026 17:03:16 UTC (875 KB)
[v2] Thu, 25 Jun 2026 15:30:23 UTC (5,344 KB)
[v3] Sat, 24 Oct 2026 06:28:43 UTC (5,359 KB)

来源:arXiv cs.CL · arxiv.org