arXiv cs.CL· Aditya Nawal, Manit Baser, Mohan Gurusamy·· 12 小时前AI 评分36
检索开始之前:LLM 智能体的安全与工具调用决策
Before Retrieval Begins: Safety and Tool-Use Decisions in LLM Agents
AI 导读
研究聚焦 LLM 智能体在调用工具前的决策环节,发现七个开放权重模型在已承认有害请求后,未加权平均危害率达 74.5%。对输入请求做因子干预后,中和"请求操作"成分带来最大准入差异(19 个百分点),从该对比估计的线性方向在七个模型中的四个影响留出集准入。
正文 · 原文
Abstract:Large language models increasingly act as agents that call external tools, yet most tool-safety research examines only what follows a tool call. The prior decision of whether to call the tool remains largely unexamined and can influence downstream safety. Across the seven open-weight models, the unweighted model-average harm rate after admitted harmful requests is 74.5%. To identify what governs this decision, we apply a factorial intervention to the input request. Within our generated construction, neutralizing the requested-operation component produces the largest admission contrast (19 pp). A linear direction estimated from this contrast influences held-out admission in four of seven models; effects on operation-neutralized requests in some models show that it is not an operation-specific mechanism. We then test whether written refusal is behaviorally and representationally coupled to the same decision. Written refusal accompanies 33.6% of admitted harmful calls. Plain-text refusal training reduces unsafe admission in models that retain benign tool use, showing that response-level safety training can transfer to the call decision. Together, these results establish a partial, model-dependent relation between written refusal and tool admission. They motivate direct evaluation and supervision of tool admission rather than treating text refusal as its proxy.
| Comments: | 19 pages, 5 figures. Preprint version of a manuscript submitted to Transactions of the Association for Computational Linguistics (TACL) |
| Subjects: | Computation and Language (cs.CL) |
| Cite as: | arXiv:2610.23071 [cs.CL] |
| (or arXiv:2610.23071v1 [cs.CL] for this version) | |
| https://doi.org/10.48550/arXiv.2610.23071 arXiv-issued DOI via DataCite (pending registration) |
Submission history
From: Aditya Nawal [view email]
[v1]
Fri, 16 Oct 2026 07:42:47 UTC (582 KB)
来源:arXiv cs.CL · arxiv.org