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arXiv cs.AI· Cheuk Hei Chung, Li Liu·· 6 天前AI 评分29

PRIME:面向结构化文档检索的预检索索引建模增强框架

PRIME: Pre-Retrieval Index Modeling Enhancement for Structured Document Retrieval-Real

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针对现有 IR 研究忽视索引侧质量的问题,作者提出索引侧优化框架 PRIME,包含 LLM 驱动的语义重构(SR)与确定性元数据合成(MS)加分层检索(HR)两条路径。

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Abstract:High-precision retrieval over external knowledge bases is essential for LLM agents to operate effectively. However, existing Information Retrieval (IR) research primarily optimizes query-side retrievers (e.g., ColBERT, BGE) and generators (e.g., Self-RAG, GraphRAG), while reducing corpus-side representation to chunking. This leaves index-side quality an underexplored lever. We propose Pre-Retrieval Index Modeling & Enhancement (PRIME), an index-side optimization framework built on two complementary tracks: an LLM-driven Semantic Restructuring (SR) track that transforms long documents into structured, information-dense sections, and a deterministic Metadata Synthesis (MS) and Hierarchical Retrieval (HR) track that extracts semantic anchors and heading structure for coarse-to-fine section retrieval. Our evaluations show that deterministic metadata matches structure-aware chunking's retrieval quality while cutting embedding computation by 45.8 $\times$ and index vector count by 22.4 $\times$. On top of these gains, Semantic Restructuring (SR) further improves Answer-F1 by 13.7% in full deployment, with characterized quality-fidelity-cost trade-offs. Across QASPER, BRIGHT, and NFCorpus, we further characterize three qualitative regimes that determine whether index-side optimization helps or degrades retrieval, while showing that these index-side effects are neutralized under a strong reranker.
Comments: 9 pages, 2 figures. Manuscript completed July 2026. Supplementary material will be added in a future version
Subjects: Information Retrieval (cs.IR); Artificial Intelligence (cs.AI)
Cite as: arXiv:2610.13296 [cs.IR]
  (or arXiv:2610.13296v1 [cs.IR] for this version)
  https://doi.org/10.48550/arXiv.2610.13296

arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Cheuk Hei Chung [view email]
[v1] Fri, 9 Oct 2026 09:44:47 UTC (2,773 KB)

来源:arXiv cs.AI · arxiv.org