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arXiv cs.AI· Pengpeng Qiao, Yang Cao, Lingling Zhang, Guo Cheng, Junwei Chen, Manjiang Yu, Wei Yang Bryan Lim, Masatoshi Yoshikawa·· 11 小时前AI 评分31

FedAbA:面向异构秩的基一致联邦 LoRA 聚合框架

Align Before Aggregation: Basis-Consistent Federated LoRA under Heterogeneous Ranks

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FedAbA 提出一种基一致的联邦 LoRA 聚合框架,用于解决异构秩客户端下 LoRA 因子基不一致导致的低秩客户端参考前缀不稳定问题。该方法先提取各客户端局部基并对齐到全局参考基的对应前缀,再按数据量与一致性得分加权聚合,随后经精确系数空间 SVD 重分解与规范固定后分发秩前缀。实验显示其优于代表性联邦 LoRA 基线,秩异质性越强增益越大,论文已被 NeurIPS 2026 接收。

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Abstract:Federated fine-tuning of large language models (LLMs) under heterogeneous client capacities is increasingly important, and low-rank adaptation (LoRA) with heterogeneous ranks makes it practical. Existing server-side aggregators compose local matrix updates $\Delta W_i$ from client-specific LoRA factors $(A_i,B_i)$ before aggregating them. Although these matrix updates lie in the same weight space $\mathbb{R}^{m\times n}$ and can be averaged directly, the LoRA factors that generate them may expressed client-specific local basis. In the typical compose--aggregate--factorize--dispatch loop, this basis inconsistency can make the rank-$r_i$ reference prefix dispatched to lower-rank clients unstable after server-side refactorization. In this work, we propose \textbf{FedAbA}, a basis-consistent federated LoRA aggregation framework for heterogeneous ranks. FedAbA first extracts each client's local basis, aligns it to the corresponding prefix of the global reference basis, and constructs a basis-consistent reconstruction of each local matrix update before aggregation. It then aggregates these reconstructions with weights that combine client data size and consistency score, followed by exact coefficient-space SVD refactorization and gauge fixing before rank-prefix dispatch. Our theoretical analysis clarifies the role of basis consistency and supports the proposed consistency-aware aggregation mechanism. Extensive experiments show that FedAbA outperforms representative federated LoRA baselines, with the largest gains under the strongest rank heterogeneity.
Comments: Accepted by NeurIPS 2026
Subjects: Artificial Intelligence (cs.AI)
Cite as: arXiv:2611.07598 [cs.AI]
  (or arXiv:2611.07598v1 [cs.AI] for this version)
  https://doi.org/10.48550/arXiv.2611.07598

arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Pengpeng Qiao [view email]
[v1] Thu, 5 Nov 2026 07:46:29 UTC (511 KB)

来源:arXiv cs.AI · arxiv.org