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arXiv cs.AI· Sanjit Dandapanthula, Shuvom Sadhuka, Samir Khan, Michael Oberst, Aaditya Ramdas, Alexandra Chouldechova·· 9 天前AI 评分27

如何在代理模型上做后训练:包络采样缓解奖励攻击

How to post-train on a surrogate: Envelope sampling mitigates reward hacking

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针对 LLM 后训练中因代理奖励失准导致的奖励攻击问题,研究者提出包络采样(envelope sampling),通过最小化后训练模型遗憾上界来重校准 LLM 评判器。该方法可用拒绝采样或针对修改后奖励微调实现,在临床笔记生成和受控谄媚任务上,基于包络样本的重校准缓解了奖励攻击,而基于基座模型样本的重校准则无效。

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Abstract:Large language models (LLMs) are commonly post-trained against LLM judges and other cheap surrogates because the true reward, such as human preference, is too expensive to query at scale. This practice often leads to reward hacking, where reinforcement learning against a miscalibrated surrogate leads to undesirable side effects. In this work, we study a setting in which a small number $n$ of model outputs are annotated with ground-truth labels (e.g., from expert review) and used to recalibrate the LLM judge before optimizing against it. Prior approaches to judge recalibration are costly or heuristic, and it is known that on-policy sampling fails when the surrogate is miscalibrated on a rare set of outputs. In this work, we propose envelope sampling, a theoretically-grounded method for judge recalibration that seeks to minimize an upper bound on the regret of the post-trained model under the assumption that the human reward and re-calibrated reward lie in an $L^2$ ball around the judge. We give practical algorithms to sample from the envelope by rejection or by fine-tuning against a modified reward, and experiments on clinical note generation and on a controlled sycophancy task show that recalibrating on envelope samples mitigates reward hacking where recalibrating on base-model samples does not.
Subjects: Machine Learning (cs.LG); Artificial Intelligence (cs.AI); Methodology (stat.ME)
Cite as: arXiv:2610.11281 [cs.LG]
  (or arXiv:2610.11281v1 [cs.LG] for this version)
  https://doi.org/10.48550/arXiv.2610.11281

arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Sanjit Dandapanthula [view email]
[v1] Thu, 8 Oct 2026 05:48:31 UTC (71 KB)

来源:arXiv cs.AI · arxiv.org