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arXiv cs.AI· Gabryel Mason-Williams, Israel Mason-Williams, Fredrik Dahlqvist·· 1 天前AI 评分31

无数据指标为何失效:RMT 层质量指标在保功能重参数化下可任意取值

Data-Free Metrics Don't Work: The Missing Invariance Under Functionally Preserving Reparameterisations

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研究证明,基于随机矩阵理论(RMT)的无数据指标与模型性能、训练过程无关:利用临界性现象对鲁棒层重新初始化,可在不改变模型功能行为的前提下让这些指标取任意值,该结论覆盖多种架构与规模。RMT 指标之间的关系与泛化也只是虚假相关,预训练模型普遍落在指标"良好"区间部分取决于模型初始化。该工作入选 NeurIPS 2026 Negative Results Track。

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Abstract:Data-free methods for analysing and understanding the layers of neural networks offer many metrics for quantifying notions of 'strong' versus 'weak' layers, with the promise of increased interpretability. In particular, random matrix theory (RMT) offers data-free metrics that claim predictive power over the quality of pre-trained models at a layerwise precision and the ability to identify model pathologies, indicating a unique relationship with generalisation. As a result, metrics from RMT are championed for pre-training optimisation strategies and post-training compression. We establish that RMT-based metrics are unrelated to performance or training by showing that functionally preserving reparametrisations of a pre-trained model can have arbitrary metrics. We show this across a range of architectures and scales. To create functionally preserving reparametrisations, we exploit the well-established phenomenon of criticality: some layers can be re-initialised or re-randomised without affecting the functional behaviour of the model -- they are called robust -- while others cannot -- they are called critical. Re-initialising or re-randomising robust layers provides functionally preserving reparametrisations for which RMT-based metrics are arbitrary. Moreover, we show that relationships between metrics offered by RMT are spuriously related to generalisation. We conclude by showing that if many pre-trained models have data-free metrics in a 'good' range, it is, in part, dependent on model initialisation. Project page available at: this https URL
Comments: NeurIPS 2026 (Negative Results Track), 44 pages, 21 figures and 18 tables
Subjects: Machine Learning (cs.LG); Artificial Intelligence (cs.AI)
Cite as: arXiv:2611.15621 [cs.LG]
  (or arXiv:2611.15621v1 [cs.LG] for this version)
  https://doi.org/10.48550/arXiv.2611.15621

arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Israel Mason-Williams [view email]
[v1] Wed, 11 Nov 2026 15:38:30 UTC (2,069 KB)

来源:arXiv cs.AI · arxiv.org