arXiv cs.AI· Uma Kalkar, Rumman Chowdhury, Reva Schwartz, Gabriella Waters·· 10 小时前AI 评分31
如何设计有效的 AI 独立验证组织:关键制度考量
Key Institutional Considerations for Designing Effective Independent Verification Organizations
AI 导读
一篇 arXiv 论文指出,AI 独立验证组织(IVO)的设计应覆盖模型、系统与应用三个层面,服务对象需同时包括前沿模型公司与企业及 AI 采用机构,而非仅聚焦模型层面的灾难性风险评估。
正文 · 原文
Abstract:Independent verification organizations (IVOs) have emerged as a popular, bipartisan solution for facilitating high-quality independent evaluations of AI technologies. But momentum is outpacing design: there is emerging consensus on the necessary operating conditions for robust IVOs, but little discourse on institutional and policy specifications to ensure those conditions are met. IVOs are currently envisioned primarily as a mechanism operating at the AI frontier and model level to evaluate catastrophic risks. Little work has yet been done on how to establish or enforce an IVO ecosystem that is equipped to handle myriad risks (i.e., beyond catastrophic ones) and operate at the system and application level across the deployment and use stages of the AI lifecycle. This paper argues that IVO design should ensure the capacity for evaluating AI models, systems, and applications in context for both frontier companies and enterprise companies & AI-adopting organizations. Additionally, this paper provides early considerations to advance IVO discourse from normative to operative, and from existential to everyday risks. Drawing from existing institutional constructs in financial services, education, public health, and science, we outline key considerations on whom IVOs serve, what access they require, how they interact with external governing structures, how they are funded, and how they fit into the wider assurance ecosystem. Much of the structure and knowledge necessary to holistically design IVOs and their ecosystem does not yet exist, even as companies rush to ink agreements with their chosen evaluators.
| Comments: | 37 pages, 3 tables |
| Subjects: | Artificial Intelligence (cs.AI) |
| Cite as: | arXiv:2611.10168 [cs.AI] |
| (or arXiv:2611.10168v2 [cs.AI] for this version) | |
| https://doi.org/10.48550/arXiv.2611.10168 arXiv-issued DOI via DataCite |
Submission history
From: Uma Kalkar [view email]
[v1]
Fri, 6 Nov 2026 19:46:09 UTC (44 KB)
[v2]
Tue, 10 Nov 2026 04:11:48 UTC (44 KB)
来源:arXiv cs.AI · arxiv.org