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arXiv cs.AI· Qiang Fu, Xinyue Li, Andre Wibisono, Arman Cohan·· 12 小时前AI 评分31

学习被监控:面向思维链可监控性的因果边界与干预感知后训练方法

Learning to Be Monitored: Causal Bounds and Intervention-Aware Post-Training Recipes for Chain-of-Thought Monitorability

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研究指出,Guan 等人提出的最小准则敏感度 TPR_mc 只是干预所致目标行为因果检出率的上界,会高估监控器实际检出率,并据此推导出互补下界形成更紧的评估框架。作者构建覆盖多种干预类型的对照—干预配对训练数据集,基于 off-policy 自蒸馏、强化学习和 on-policy 自蒸馏设计三种干预专用训练方法,在多种模型—监控器配置下均普遍提升 CoT 可监控性。代码已公开。

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Abstract:Chain-of-thought (CoT) monitoring aims to detect potentially harmful behaviors in large language models (LLMs) from their CoTs. Intervention-based evaluations measure this property by asking whether a monitor can detect the role of an intervention from the CoT when the targeted behavior occurs, typically using minimal-criterion sensitivity ($\mathsf{TPR_{mc}}$) proposed by~\citep{guan2025monitoring}. However, a target behavior observed under intervention is not necessarily caused by it, and we show that this metric can overestimate how often a monitor detects target behaviors actually caused by the intervention. Specifically, we establish $\mathsf{TPR_{mc}}$ as an upper bound on this causal detection rate and derive a complementary lower bound, which provides a tighter evaluation framework for CoT monitorability. With this framework, we study whether LLMs can be trained to make their CoTs easier to monitor. We first construct a training dataset of paired control--intervention tasks spanning multiple intervention types. Using the dataset, we design and apply three intervention-specific training methods based on off-policy self-distillation, reinforcement learning, and on-policy self-distillation to train separate variants of each base model. Across various model-monitor configurations, all three methods generally improve CoT monitorability over the corresponding base models under our extended evaluation framework. Our code is available at this https URL.
Subjects: Machine Learning (cs.LG); Artificial Intelligence (cs.AI); Machine Learning (stat.ML)
Cite as: arXiv:2610.31733 [cs.LG]
  (or arXiv:2610.31733v1 [cs.LG] for this version)
  https://doi.org/10.48550/arXiv.2610.31733

arXiv-issued DOI via DataCite (pending registration)

Submission history

From: Qiang Fu [view email]
[v1] Thu, 22 Oct 2026 16:00:17 UTC (137 KB)

来源:arXiv cs.AI · arxiv.org