UpSafe°C：通过 Upcycling 实现大语言模型可控安全

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Abstract:Large Language Models (LLMs) have achieved remarkable progress across a wide range of tasks, but remain vulnerable to safety risks such as harmful content generation and jailbreak attacks. Existing safety techniques---including external guardrails, inference-time guidance, and post-training alignment---each face limitations in balancing safety, utility, and controllability. In this work, we propose UpSafe$^\circ$C, a unified framework for enhancing LLM safety through safety-aware upcycling. Our approach first identifies safety-critical layers and upcycles them into a sparse Mixture-of-Experts (MoE) structure, where the router acts as a soft guardrail that selectively activates original MLPs and added safety experts. We further introduce a two-stage SFT strategy to strengthen safety discrimination while preserving general capabilities. To enable flexible control at inference time, we introduce a safety temperature mechanism, allowing dynamic adjustment of the trade-off between safety and utility. Experiments across multiple benchmarks, base model, and model scales demonstrate that UpSafe$^\circ$C achieves robust safety improvements against harmful and jailbreak inputs, while maintaining competitive performance on general tasks. Moreover, analysis shows that safety temperature provides fine-grained inference-time control that achieves controllable trade-off between utility and safety. Our results highlight a new direction for LLM safety: moving from static alignment toward dynamic, modular, and inference-aware control. Code: this https URL.

Submission history

From: Yuhao Sun [view email]
[v1] Thu, 2 Oct 2025 16:43:33 UTC (3,660 KB)
[v2] Wed, 4 Nov 2026 05:25:15 UTC (3,634 KB)