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arXiv cs.AI· Jianwei Li, Min-Seon Kim, Jung-Eun Kim·· 12 小时前AI 评分38

QES:通过专家隔离与关停实现 LLM 后门遏制

Backdoor Containment via Expert Quarantine and Shutdown in LLMs

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研究者提出 Quarantined Expert Shutdown(QES),一种在类 MoE 结构中用路由专家 LoRA 分支将后门行为引导至隔离专家、部署时仅需将该专家路由权重置零的遏制策略。

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Abstract:Backdoored large language models (LLMs) can behave normally on benign inputs while producing attacker-specified outputs under hidden triggers. Existing defenses span four stages---prior-training, in-training, post-training, and inference-time---and share one of two underlying strategies: either suppress backdoor learning (by filtering poisoned data or interrupting its acquisition during optimization) or learn, then purify (by repairing model weights or gating inputs after a fully backdoored model has formed). We propose a third strategy, learn, but channel: allow backdoor formation during training but route it into a designated, quarantined component that can be disabled at deployment. To this end, we propose Quarantined Expert Shutdown QES, a computationally efficient containment strategy built in a regularization-steered MoE-like setting. Specifically, given a poisoned dataset, QES augments a Transformer-based language model with routed expert-specific LoRA branches and lightweight routers, and uses auxiliary routing objectives to attract trigger-conditioned behavior into a designated expert while preserving benign capability elsewhere. At deployment, mitigation reduces to a single constant-time operation: zeroing the quarantined expert's routing weight, without trigger screening or further updating model weights. Empirically, our methods reduce the attack success rate (ASR) from 100% to 0-10% on most settings across two tasks, three attacks, and four model families, while downstream utility is often preserved or only modestly affected. These results establish learn, but channel as a previously unexplored regime for backdoor containment in generative LLMs.
Comments: NeurIPS 2026
Subjects: Artificial Intelligence (cs.AI); Cryptography and Security (cs.CR); Machine Learning (cs.LG)
Cite as: arXiv:2610.00663 [cs.AI]
  (or arXiv:2610.00663v2 [cs.AI] for this version)
  https://doi.org/10.48550/arXiv.2610.00663

arXiv-issued DOI via DataCite

Submission history

From: Jung-Eun Kim [view email]
[v1] Wed, 30 Sep 2026 20:02:14 UTC (61 KB)
[v2] Wed, 4 Nov 2026 20:20:58 UTC (59 KB)

来源:arXiv cs.AI · arxiv.org